Delaware | 46-1339639 | |||||||
(Jurisdiction of Incorporation or Organization) | (IRS Employer Identification No.) |
10 S. Wacker Drive, Suite 2500 Chicago, Illinois | 60606 | |||||||
(Address of principal executive offices) | (Zip Code) |
Title of each class to be so registered | Name of each exchange on which each class is to be registered | |||||||
4.95% Notes due 2028 | The NASDAQ Stock Market LLC |
Item 1. | Description of Registrant’s Securities to be Registered. |
Item 2. | Exhibits. |
Number | Exhibit | |||||||
3.1 | Certificate of Incorporation of OFS Capital Corporation (filed previously in connection with Pre-Effective Amendment No. 3 to the Company’s registration statement on Form N-2 (File No. 333-166363) filed on March 18, 2011). | |||||||
3.2 | Certificate of Correction to Certificate of Incorporation of OFS Capital Corporation (filed previously in connection with the Company’s annual report on Form 10-K filed on March 26, 2013). | |||||||
3.3 | Bylaws of OFS Capital Corporation (filed previously in connection with Pre-Effective Amendment No. 3 to the Company’s registration statement on Form N-2 (File No. 333-166363) filed on March 18, 2011). | |||||||
4.1 | Form of Base Indenture between OFS Capital Corporation and U.S. Bank National Association, as Trustee (filed previously in connection with the Company’s registration statement on Form N-2 (File No. 333-200376) filed on November 19, 2014.). | |||||||
4.2 | Sixth Supplemental Indenture dated as of October 28, 2021, between OFS Capital Corporation and U.S. Bank National Association, as Trustee (filed previously in connection with the Company's current report on Form 8-K, filed on October 28, 2021). | |||||||
4.3 | Form of Global Note with respect to the 4.95% Notes due 2028 (Incorporated by reference to Exhibit 4.2 hereto, and Exhibit A therein). |
Date: October 28, 2021 | OFS Capital Corporation | |||||||||||||
By: | /s/ Jeffrey A. Cerny | |||||||||||||
Jeffrey A. Cerny | ||||||||||||||
Chief Financial Officer |
Number | Exhibit | |||||||
3.1 | Certificate of Incorporation of OFS Capital Corporation (filed previously in connection with Pre-Effective Amendment No. 3 to the Company’s registration statement on Form N-2 (File No. 333-166363) filed on March 18, 2011). | |||||||
3.2 | Certificate of Correction to Certificate of Incorporation of OFS Capital Corporation (filed previously in connection with the Company’s annual report on Form 10-K filed on March 26, 2013). | |||||||
3.3 | Bylaws of OFS Capital Corporation (filed previously in connection with Pre-Effective Amendment No. 3 to the Company’s registration statement on Form N-2 (File No. 333-166363) filed on March 18, 2011). | |||||||
4.1 | Form of Base Indenture between OFS Capital Corporation and U.S. Bank National Association, as Trustee (filed previously in connection with the Company’s registration statement on Form N-2 (File No. 333-200376) filed on November 19, 2014.). | |||||||
4.2 | Sixth Supplemental Indenture dated as of October 28, 2021, between OFS Capital Corporation and U.S. Bank National Association, as Trustee (filed previously in connection with the Company's current report on Form 8-K, filed on October 28, 2021). | |||||||
4.3 | Form of Global Note with respect to the 4.95% Notes due 2028 (Incorporated by reference to Exhibit 4.2 hereto, and Exhibit A therein). |