Delaware | 46-1339639 | |
(Jurisdiction of Incorporation or Organization) | (IRS Employer Identification No.) |
10 S. Wacker Drive, Suite 2500 Chicago, Illinois | 60606 | |
(Address of principal executive offices) | (Zip Code) |
Title of each class to be so registered | Name of each exchange on which each class is to be registered | |
5.95% Notes due 2026 | The NASDAQ Stock Market LLC |
Item 1. | Description of Registrant’s Securities to be Registered. |
Item 2. | Exhibits. |
Number | Exhibit | |
3.1 | Certificate of Incorporation of OFS Capital Corporation (filed previously in connection with Pre-Effective Amendment No. 3 to the Company’s registration statement on Form N-2 (File No. 333-166363) filed on March 18, 2011). | |
3.2 | Certificate of Correction to Certificate of Incorporation of OFS Capital Corporation (filed previously in connection with the Company’s annual report on Form 10-K filed on March 26, 2013). | |
3.3 | Bylaws of OFS Capital Corporation (filed previously in connection with Pre-Effective Amendment No. 3 to the Company’s registration statement on Form N-2 (File No. 333-166363) filed on March 18, 2011). | |
4.1 | Form of Base Indenture between OFS Capital Corporation and U.S. Bank National Association, as Trustee (filed previously in connection with the Company’s registration statement on Form N-2 (File No. 333-200376) filed on November 19, 2014.). | |
4.2 | Third Supplemental Indenture dated as of October 15, 2019, between OFS Capital Corporation and U.S. Bank National Association, as Trustee (filed previously in connection with Post-Effective Amendment No. 6 to the Company’s registration statement on Form N-2 (333-222419) filed on October 15, 2019). | |
4.3 | Form of Global Note with respect to the 5.95% Notes due 2026 (Incorporated by reference to Exhibit 4.2 hereto, and Exhibit A therein). |
Date: October 15, 2019 | OFS Capital Corporation | ||||
By: | /s/ Jeffrey A. Cerny | ||||
Jeffrey A. Cerny | |||||
Chief Financial Officer |
Number | Exhibit | |
3.1 | Certificate of Incorporation of OFS Capital Corporation (filed previously in connection with Pre-Effective Amendment No. 3 to the Company’s registration statement on Form N-2 (File No. 333-166363) filed on March 18, 2011). | |
3.2 | Certificate of Correction to Certificate of Incorporation of OFS Capital Corporation (filed previously in connection with the Company’s annual report on Form 10-K filed on March 26, 2013). | |
3.3 | Bylaws of OFS Capital Corporation (filed previously in connection with Pre-Effective Amendment No. 3 to the Company’s registration statement on Form N-2 (File No. 333-166363) filed on March 18, 2011). | |
4.1 | Form of Base Indenture between OFS Capital Corporation and U.S. Bank National Association, as Trustee (filed previously in connection with the Company’s registration statement on Form N-2 (File No. 333-200376) filed on November 19, 2014.). | |
4.2 | First Supplemental Indenture dated as of April 16, 2018, between OFS Capital Corporation and U.S. Bank National Association, as Trustee (filed previously in connection with Post-Effective Amendment No. 2 to the Company’s registration statement on Form N-2 (333-217302) filed on April 16, 2018). | |
4.3 | Form of Global Note with respect to the 6.375% Notes due 2025 (Incorporated by reference to Exhibit 4.2 hereto, and Exhibit A therein). |