UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of
earliest event reported): September 25, 2013
OFS Capital Corporation
(Exact
name of Registrant as specified in its charter)
Delaware |
814-00813 |
46-1339639 |
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
2850 West Golf Road, 5th Floor, Rolling Meadows, Illinois |
60008 |
(Address of principal executive offices) |
(Zip Code) |
Registrant’s telephone number, including area code: (847) 734-2060
Not
applicable
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial
Condition.
On September 25, 2013, OFS Capital Corporation issued a press release announcing that it had declared a dividend. The text of the press release is included as Exhibit 99.1 to this Form 8-K.
Item 9.01. Financial Statements and Exhibits.
(a) | Not applicable. | |||
(b) | Not applicable. | |||
(c) | Not applicable. | |||
(d) | Exhibits. | |||
Exhibit No. |
Description | |||
99.1 | Press Release, dated September 25, 2013 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
OFS Capital Corporation |
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Date: |
September 25, 2013 |
By: |
/s/ Robert S. Palmer |
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Chief Financial Officer
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Exhibit 99.1
OFS Capital Corporation Announces Quarterly Cash Dividend of $0.34 Per Share
ROLLING MEADOWS, Ill.--(BUSINESS WIRE)--September 25, 2013--OFS Capital Corporation (NASDAQ:OFS), a business development company (BDC), announced today that its Board of Directors has approved a quarterly cash dividend of $0.34 per share, which will be paid on October 31, 2013 to shareholders of record as of October 17, 2013.
ABOUT OFS CAPITAL
OFS Capital Corporation (NASDAQ: OFS) is an externally managed, closed-end, non-diversified management investment company that has elected to be regulated as a business development company. OFS Capital’s investment objective is to provide shareholders with both current income and capital appreciation primarily through debt investments and, to a lesser extent, equity investments. OFS Capital invests primarily in middle-market companies in the United States, generally focusing its investment activities on private companies that are owned by private equity sponsors or owner/operators and have annual EBITDA between $5 million and $50 million. OFS Capital offers flexible solutions through a variety of asset classes, including senior secured, unitranche, second-lien and mezzanine loans, and to a lesser extent, equity securities. OFS Capital’s investment activities are managed by OFS Capital Management, LLC, an investment adviser registered under the Investment Advisers Act of 1940 and headquartered in Rolling Meadows, Illinois, with additional offices in New York and Los Angeles.
FORWARD-LOOKING STATEMENTS
Statements made in this press release may contain forward-looking statements that involve substantial risks and uncertainties, some of which are beyond the control of OFS Capital’s management, and are difficult to predict. Such forward-looking statements are not historical facts but, rather, reflect assumptions, estimates, and projections by OFS Capital concerning anticipated results and provide no guarantee of future performance. All forward-looking statements speak only as of the date of this press release, and OFS Capital undertakes no duty to update any forward-looking statements herein made.
CONTACT:
OFS Capital Corporation
Mary Jensen,
323-860-7485
Vice President – Investor Relations
mjensen@ofsmanagement.com